Fund transaction back-end risk control personnel

HR Manager·Financial Services

HK work permit required
1 to 3 yrs exp
Higher Diploma or Associate Degree
9.5 hrs/day, 5 days/wk, Office work
HK $20K-28K/Month
Job benefits
5-day week
Job Description
Responsibilities
- Work closely with the market operations team to manage key trading and margin (Margin) functions, ensuring excellent operating performance and related regulations.
- Support customer service representatives with referrals (Escalation) of operational requests.
- Execute and supervise daily tasks related to trading operations, including account-level risk management and abnormal trade processing.
- Monitor the risk system during the trading period to ensure compliance with regulatory and compliance requirements.
- Assist in handling end-of-day (after-hours) batch reports and settlement work.
- Collaborate with the safety and risk team to review and enforce credit limit restrictions (such as financing and margin trading limits), ensuring that risk exposure remains within acceptable limits.
- Work with product, engineering and operations teams on automation, transaction processing and other projects to improve the efficiency and resilience of our trading platform and back-end systems.
- Process bank-securities transfer, A-share company actions (distribution of rights), non-trade transfer, and option exercise.
- Execute daily reconciliation, regulatory reporting, and pre-market code (Symbol) and parameter review.

Qualification requirements
- Have a financial industry background, and have direct A-share or Hong Kong stock exchange trading experience.
- Proficient in options and futures strategies (such as CFFEX futures, ETF options), which can help make informed decisions and risk assessments.
- Have the ability to withstand stress in a fast-paced environment and make the right decisions under high pressure.
- Have futures trading experience and be familiar with the domestic futures market dynamics.
- Proficient in Mandarin and written language; those with good English skills are preferred.
- Hold a futures trading license; or you can take the relevant exam within 180 days of employment.
- Have strong technical skills, including the ability to use advanced tools and technologies for insight analysis and communication.
- Able to flexibly cooperate in post-market or holiday system testing and settlement work if necessary.
View more
Investor Relations
Stock Market
English
Mandarin
Cantonese
Tao Jun
HR Manager·人事行政經理
Active within 3 days
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