Legal & Compliance Manager

We are looking for a Compliance Manager for one of our Group subsidiaries. This is a full-time, on-site role at our office located in Tsim Sha Tsui, Kowloon.

Responsibilities:

• Provide compliance advice and solution to management and departments

• Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other documentations

• Formulate and review general compliance manual, AML and other internal policies and procedures

• Keep abreast on regulatory developments and advise management and departments accordingly

• Monitor the Company’s operation and employee dealing, and perform compliance and AML checking to ensure compliance with rules and regulations, and internal policies and procedures

• Coordinate with other departments on legal, compliance and company secretarial matters

• Collaborate with regulatory bodies and external auditors to ensure compliance control meets the required standard.

• Set up the governance framework and monitor the operational risk.

• Handle and maintain statutory records, licence applications etc.

• Maintain effective risk management and controls for Credit Card Business by overseeing the regulatory compliance functions.

• Strengthen the company's compliance framework by enhancing and review compliance policies, procedures, and compliance manuals.

Requirements:

• Bachelor’s Degree in Finance, Accounting or related discipline.

• At least 4 years’ relevant experience in AML Compliance, preferably gained from finance/banking sector.

• Strong problem solving, interpersonal and communication skills.

• Self-motivated and able to work independently.

• Proficient in both written and spoken English and Chinese.

• Candidate with less experience will be considered as Assistant Compliance Manager.