account executive

Job Responsibilities

• Responsible for the full process handling of structured notes and derivative products, covering transaction confirmation, system input, settlement and delivery, and back-end accounting, ensuring accurate, compliant, and timely completion of operations

• Play a key role in verification and authorization, supervise the team to execute derivative product-related business operations, and strengthen internal control and risk management mechanisms

• Coordinate sales team, traders and back-office departments (including compliance, risk, finance, legal, etc.), promptly clarify and solve abnormal problems that arise in the trading process

• Efficiently respond to inquiries from internal units (front, middle, and back office), external regulatory agencies, customers and partners about derivative product operations, and provide relevant documents and explanations as required

• Participate in cross-functional projects as needed, such as system upgrades, process automation, regulatory reporting integration, and business resilience improvement, etc. Temporary tasks to support continuous business optimization and compliance development

Work requirements

• Bachelor's degree or above, majoring in finance, accounting, economics, business management or related fields; those with CFA, FRM, HKSI LE, SFC licensed qualifications are preferred

• At least 1 year of experience in banks, brokers, trust companies or asset management institutions in derivative product settlement, transaction support, operations or middle office management

• Have excellent cross-departmental communication and coordination skills, and be able to communicate clearly, professionally, and persuasively in writing and orally

• Proficient in Cantonese, Mandarin, and English, I can independently handle bilingual documents and conference communication

• Have basic financial knowledge and understanding of the regulatory framework (such as SFC, HKMA), and be able to comply with compliance and risk management requirements

• Have good attention to detail, sense of responsibility, and multi-tasking skills to adapt to a fast-paced financial environment

Benefits

• Generous salary (base salary + high commission)

• Flexible working hours

• Working from home (hybrid work mode)

• Birthday leave

• Medical plans

• Insurance plans

• Dental plan

• Chinese holidays

• Special / extra leave

• Five-day work week (Monday to Friday, 10:00 am to 6:00 pm)

• 14 days of annual leave

• Banking fraud