Compliance Officer

富昌金融集團·Financial Services

Replied today
HK work permit required
1 to 3 yrs exp
Bachelor
5 days per week
HK $20K-25K/Month
Job Highlights
Entitled to double pay
Generous annual leave arrangement
Job benefits
Double Pay
Generous Annual Leave
Job Description

Responsibilities:

Responsible for handling compliance control projects;

Contact regulatory agencies and assist in handling inquiries, complaints and licensing work;

Collaborate with the monitoring team, calibrate and implement due diligence procedures, processes and policies;

Assist in the development and implementation of corrective plans to address internal and external audit findings.

Requirements:

Bachelor's degree in law, finance, accounting or related fields, with 1 to 2 years of relevant experience in securities firms, banks and the financial industry;

Familiar with the Securities and Futures Ordinance and the Hong Kong Stock Exchange rules;

Have a strong sense of responsibility, attention to details, and the ability to work independently;

Good communication skills to collaborate with cross-functional and external stakeholders;

Good writing and speaking skills in English and Chinese;

Proficient in using MS Office applications.

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Accounting Software
Accounting Officer
Management Accounting
Cantonese
English
Mandarin
蒋燕
Furong Financial Group·HR Manager
Active today
Company Overview
Fuh Chang Financial Group Co., Ltd. is a large-scale integrated financial group established in 1999, with roots in Hong Kong for over 20 years and its current headquarters located in Hong Kong's Central Business District, currently its wholly-owned subsidiaries include Fuhua Securities Co., Ltd., Fuhua Futures Co., Ltd. and Fuhua Asset Management Co., Ltd. Limited company. In order to expand business development, the group chose a first-class office building in Kowloon Bay in 2020 and self-purchased a full floor, equipped with advanced facilities and 5G fast wireless Online networking, with a rest area for employees and brokers, a multi-purpose activity room where small seminars or client gatherings can be held, and clients can learn how to use Over the past 20 years, Hong Kong has experienced major crises such as financial storms and financial tsunamis, but Fuchang's position has remained steadfast, and it has even developed steadily, The future is a world of financial technology, we seek continuous progress, keep up with the latest technology trends, and allow investors to use Fuhong's investment trading system, First and foremost, Fuchang remains committed to putting customers at the center, striving to provide high-quality services and the most appropriate support to customers, and not You will miss any investment opportunities.
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