Senior Compliance Manager (head role) (commercial bank)

Senior Compliance Manager (head role) (commercial /corporate bank)

Responsibilities

• Maintain all necessary documentation and monitor the effectiveness and enhance the controls and procedures to meet current statutory and regulatory requirements

• Formulate, review and verify all compliance documentation- Identify gaps and recommend corrective actions and provide support and guidance to the bank to ensure ML/TF risks are managed properly

• Keep abreast of regulatory changes and assess their potential impact on the bank

• Disseminate compliance-related information and publications to all relevant parties

• Act as the single contact point between authorities such as HKMA, SFC, etc. and the bank

• Provide training on compliance issues to all relevant staff

Requirements

• Bachelor Degree in related disciplines (Law / Legal an advantage)

• 8 years of relevant experience in compliance including AML / legal department ofcorporate /commercial bank, a MUST

• Sound knowledge of banking laws, operations and controls, different banking products and services offered by the bank

• Able to manage assigned projects independently and to communicate the compliance requirements to business and functions effectively

• Proficiency in written and speaking Chinese / Mandarin, a MUST