Detailed job responsibilities:
1. Responsible for Hong Kong stocks, US stocks, bonds, funds, ETFs, etc. Brokerage business.
2. Manage traders, customer service, broker business support and related operational processes.
4. Establish transaction processes, customer service standards, transaction risk control and abnormal handling mechanisms.
5. Coordinate brokers, custodians, clearinghouses, quotation and trading system service providers.
Requirements:
1. More than 5 years of brokerage business experience.
2. Familiar with securities trading, customer account opening, clearing and settlement, trading systems and regulatory requirements.
3. Have experience in serving institutional clients or high net worth individuals.
4. Have team management and business growth abilities.
Detailed Responsibilities:
1. Manage brokerage business across HK stocks, US stocks, bonds, funds and ETFs.
2. Manage dealers, client service, brokerage support and related operational processes.
3. Drive account opening, trading volume, commission income and client retention.
4. Establish trading procedures, client service standards, trading risk controls and exception handling mechanisms.
5. Coordinate brokers, custodians, clearing agents, market data providers and trading system vendors.
Requirements:
1. 5+ years of brokerage business experience.
2. Familiar with securities trading, client onboarding, clearing and settlement, trading systems and regulatory requirements.
3. Experience serving institutional or HNW clients.
4. Strong team management and business growth capability.
